For a complete compilation of Investment Adviser Firms currently registered with the SEC and states securities regulators, download the Investment Adviser Data.

Historical ADV Part 1 filing data for SEC registered investment advisers from January 2001 through the most recent quarter and for SEC exempt reporting advisers from December 2011 through the most …

Nov 29, 2025 · The Investment Adviser Compilation Reports data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration …

Access information on SEC-regulated investment adviser firms and state securities regulators through the Investment Adviser Public Disclosure (IAPD) website.

IAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators

FLORIDA FINANCIAL ADVISORS, LLC ( CRD # 288811/SEC#:801-127276 ) Show All 7 FLORIDA FINANCIAL ADVISORS, INC., TRISTATE FINANCIAL ADVISORS, MICKOOL INC., MICKOOL INC, …

LPL FINANCIAL LLC ( CRD # 6413/SEC#:801-10970,8-17668 ) Show All 9 LINSCO/PRIVATE LEDGER CORP., WADDELL & REED INVESTMENTS, WADDELL & REED FINANCIAL ADVISORS, …

RIA ADVISORS ( CRD # 150661/SEC#:801-77832 ) Show All 6 ADVANCED WEALTH STRATEGIES GROUP, SIMPLEVISOR, RIA ADVISORS, NTBD ADVISORS, LLC, CLARITY FINANCIAL, LLC…

FIDUCIARY FINANCIAL ADVISORS ( CRD # 172103/SEC#:801-120619 ) ACTION POINT FINANCIAL PLANNING, LLC, LUMINOUS MONEY, FIDUCIARY FINANCIAL ADVISORS

Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These …